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Cody Fischer

Wells Fargo Advisors Financial Network, LLC

St. Louis, MO

Wells Fargo Clearing Services, LLC

St. Louis, MO

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2026-06-08
  • MO RA
    APPROVED
    Since 2026-06-08

Branch Locations

One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2022-02-11
  • MO RA
    APPROVED
    Since 2022-02-11

Branch Locations

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network St. Louis MO 06/2026 Present
Us Tech Solutions Jersey City NJ 11/2021 03/2022
Wells Faro Clearing Services, Llc St Louis MO 11/2021 Present
Randy James Inc. (Jimmy Johns) Affton MO 04/2016 09/2021
  • 06/2026 → Present
    Wells Fargo Advisors Financial Network
    St. Louis, MO
  • 11/2021 → 03/2022
    Us Tech Solutions
    Jersey City, NJ
  • 11/2021 → Present
    Wells Faro Clearing Services, Llc
    St Louis, MO
  • 04/2016 → 09/2021
    Randy James Inc. (Jimmy Johns)
    Affton, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-11
  • S66 Uniform Combined State Law Examination
    2022-02-11

View on SEC IAPD

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