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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2022-10-13
  • WA RA
    APPROVED
    Since 2022-10-13

Branch Locations

508 Union St, Seattle, WA 98101 • United States

400 Westlake Ave N Suite 110, Seattle, WA 98109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Seattle WA 01/2022 Present
Charles Schwab Bank, Ssb Seattle WA 01/2022 Present
First Financial Northwest Bank Renton WA 11/2019 07/2021
Unemployed Bellevue WA 08/2021 12/2021
Unemployed Mercer Island WA 05/2019 11/2019
Bank Of America Corporation Issaquah WA 01/2004 04/2019
  • 01/2022 → Present
    Seattle, WA
  • 01/2022 → Present
    Charles Schwab Bank, Ssb
    Seattle, WA
  • 11/2019 → 07/2021
    First Financial Northwest Bank
    Renton, WA
  • 08/2021 → 12/2021
    Unemployed
    Bellevue, WA
  • 05/2019 → 11/2019
    Unemployed
    Mercer Island, WA
  • 01/2004 → 04/2019
    Bank Of America Corporation
    Issaquah, WA
Other Businesses

1) Michael Brunelle | Investment Related:No|Printing/Publishing|Writer|12/6/2021|Varies|0|I wrote a novel that I self published on Amazon

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-13
  • S66 Uniform Combined State Law Examination
    2022-10-13

View on SEC IAPD

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