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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-08-30
IL RA APPROVED 2022-07-21
  • TX RA
    APPROVED
    Since 2023-08-30
  • IL RA
    APPROVED
    Since 2022-07-21

Branch Locations

7445 Newburg Rd Ste 101, Rockford, IL 61108 • United States

Park Ridge, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Illinois Champaign IL 08/2016 05/2017
Pepsico Beloit WI 05/2017 08/2017
University Of Illinois Champaign IL 08/2017 07/2018
Pwc Chicago IL 08/2018 01/2020
Tempus Labs Inc Chicago IL 01/2020 07/2022
Principal Securities Inc Rockford IL 12/2021 Present
Massino Financial Group, Inc Rockford IL 11/2022 Present
  • 08/2016 → 05/2017
    University Of Illinois
    Champaign, IL
  • 05/2017 → 08/2017
    Pepsico
    Beloit, WI
  • 08/2017 → 07/2018
    University Of Illinois
    Champaign, IL
  • 08/2018 → 01/2020
    Pwc
    Chicago, IL
  • 01/2020 → 07/2022
    Tempus Labs Inc
    Chicago, IL
  • 12/2021 → Present
    Rockford, IL
  • 11/2022 → Present
    Massino Financial Group, Inc
    Rockford, IL
Other Businesses

**MASSINO FINANCIAL GROUP POSITION: Advisor - Salaried Staff NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 08/01/2022 ADDRESS: 7445 Newburg Rd., Suite 101, Rockford IL 61108, United States DESCRIPTION: I am employed as an Advisor at Massino Financial Group. My responsibilities will also include office management of the Rockford, IL location and support the management of registered representatives for which I will be paid a salary by Massino Financial Group. **OUTSIDE INSURANCE SALES POSITION: Representative NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 25 START DATE: 08/01/2022 ADDRESS: 7445 Newburg Rd., Suite 101, Rockford IL 61108, United States DESCRIPTION: I am a representative of fixed insurance products through various carriers. This includes individual and group fixed life insurance, disability insurance, Long Term Care and annuities.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-26
  • S66 Uniform Combined State Law Examination
    2022-02-26
Other Names
  • Melissa Massino
  • Melissa N Massino

View on SEC IAPD

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