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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-04-29 |
| TX | RA | APPROVED | 2025-04-15 |
Branch Locations
14321 North Northsight Blvd, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Phoenix | AZ | 04/2021 | 10/2024 |
| Discover Financial Services | Phoenix | AZ | 03/2020 | 03/2021 |
| Fry's Food Stores | Phoenix | AZ | 02/2021 | 03/2021 |
| Atlas Capital | Paradise Valley | AZ | 08/2017 | 06/2019 |
| Pizza Hut | Phoenix | AZ | 11/2013 | 03/2020 |
| Scottsdale Community College | Scottsdale | AZ | 08/2016 | 12/2019 |
| The Vanguard Group, Inc. | Scottsdale | AZ | 03/2025 | Present |
| Unemployed | Phoenix | AZ | 11/2024 | 02/2025 |
| Vanguard Marketing Corporation | Scottsdale | AZ | 03/2025 | Present |
| Vanguard Advisers, Inc. | Scottsdale | AZ | 04/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-04-11 |
| S63 | Uniform Securities Agent State Law Examination | 2024-06-15 |
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