Best Investors Account Sign in

Andrew Panek Hale

Morgan Stanley

South Jordan, UT

Sandy, UT

Claim This Profile
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-10-12
UT RA APPROVED 2011-10-14
  • TX RA
    APPROVED
    Since 2020-10-12
  • UT RA
    APPROVED
    Since 2011-10-14

Branch Locations

680 West 10000 South, South Jordan, UT 84095 • United States

Sandy, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley South Jordan UT 08/2011 Present
Morgan Stanley Services Group, Inc. South Jordan UT 11/2016 08/2020
  • 08/2011 → Present
    Morgan Stanley
    South Jordan, UT
  • 11/2016 → 08/2020
    Morgan Stanley Services Group, Inc.
    South Jordan, UT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-10-13
S63 Uniform Securities Agent State Law Examination 2006-07-07
  • S65 Uniform Investment Adviser Law Examination
    2011-10-13
  • S63 Uniform Securities Agent State Law Examination
    2006-07-07
Other Names
  • Andrew Hale
  • Andrew Panek Hale

View on SEC IAPD

Other Firms

LPG CAPITAL MANAGEMENT
LPL FINANCIAL LLC
OSAIC WEALTH, INC.
PORTSIDE WEALTH GROUP, LLC
DIVERGENT WEALTH ADVISORS, LLC
WEALTHSPIRE RETIREMENT ADVISORY
D.A. DAVIDSON & CO.
CASULL FINANCIAL ADVISORY, LLC

Other Investors

Michael L Child
Michael Phillip Owen
Melissa Ann Child
Robert Merrill Lym
Matthew Edward Elson
ROBERT RANDALL GOGGINS
BRIAN NEIL SLADE
LEX JOHN DROLLINGER

Other Offices

LPG CAPITAL MANAGEMENT · SOUTH JORDAN, UT
LPL FINANCIAL LLC · SOUTH JORDAN, UT
OSAIC WEALTH, INC. · SOUTH JORDAN, UT
PORTSIDE WEALTH GROUP, LLC · South Jordan, UT
DIVERGENT WEALTH ADVISORS, LLC · SOUTH JORDAN, UT
WEALTHSPIRE RETIREMENT ADVISORY · South Jordan, UT
D.A. DAVIDSON & CO. · SOUTH JORDAN, UT
WEALTHSPIRE RETIREMENT ADVISORY · South Jordan, UT

More in South Jordan, UT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor