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Patricia Arredondo-Chavez

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Modesto, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-08-16
CA RA APPROVED 2022-08-09
  • TX RA
    APPROVED_RES
    Since 2022-08-16
  • CA RA
    APPROVED
    Since 2022-08-09

Branch Locations

801 10Th St, Modesto, CA 95354 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Icma Retirement Corporation Washington DC 05/2006 10/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Modesto CA 05/2022 Present
Bank Of America N.A. Modesto CA 05/2022 Present
Unemployed Modesto CA 10/2021 05/2022
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-11-02
S63 Uniform Securities Agent State Law Examination 2006-07-28
  • S65 Uniform Investment Adviser Law Examination
    2007-11-02
  • S63 Uniform Securities Agent State Law Examination
    2006-07-28
Other Names
  • Patricia Arredondo
  • Patricia Chavez
  • Patricia A Chavez
  • Patricia Arredondo-Chavez
  • Patricia A Arredondo-Chavez
  • Patricia A Arredondo Chavez
  • Patricia Arredondo Chavez
  • Chavez Patricia Arredondo

View on SEC IAPD

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CORY ALAN KELLY
ANGELO MICHAEL GIANNOSA

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · MODESTO, CA
LPL FINANCIAL LLC · MODESTO, CA
PRINCIPAL SECURITIES, INC. · MODESTO, CA
LPL FINANCIAL LLC · MODESTO, CA
INTEGRAL WEALTH MANAGEMENT · Modesto, CA
OLIVEIRA WEALTH · MODESTO, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Modesto, CA
OSAIC WEALTH, INC. · MODESTO, CA

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