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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2023-12-08
  • WI RA
    APPROVED
    Since 2023-12-08

Branch Locations

1 Parker Place, Janesville, WI 53545 • United States

3447 Mt Zion Ave, Janesville, WI 53546 • United States

Milton, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Statehouse Investments Llc Madison WI 04/2022 12/2023
Unemployed Janesville WI 01/2022 04/2022
Badgerland Pest Control Llc Cottage Grove WI 03/2012 01/2022
Cetera Advisor Networks El Segundo CA 12/2021 08/2022
Cetera Advisor Networks Llc El Segundo CA 08/2022 12/2023
Cetera Investment Advisers Llc Schaumburg IL 06/2023 12/2023
Uber Milton WI 10/2023 12/2023
Thrivent Investment Management Inc Janesville WI 12/2023 Present
Thrivent Financial Appleton WI 01/2024 05/2024
Thrivent Financial Appleton WI 05/2024 Present
  • 04/2022 → 12/2023
    Statehouse Investments Llc
    Madison, WI
  • 01/2022 → 04/2022
    Unemployed
    Janesville, WI
  • 03/2012 → 01/2022
    Badgerland Pest Control Llc
    Cottage Grove, WI
  • 12/2021 → 08/2022
    Cetera Advisor Networks
    El Segundo, CA
  • 08/2022 → 12/2023
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 06/2023 → 12/2023
    Schaumburg, IL
  • 10/2023 → 12/2023
    Uber
    Milton, WI
  • 12/2023 → Present
    Janesville, WI
  • 01/2024 → 05/2024
    Thrivent Financial
    Appleton, WI
  • 05/2024 → Present
    Thrivent Financial
    Appleton, WI
Previous Registrations
Other Businesses

VFW POST 2708 POSITION: Bugler NATURE: This organization is focused around community involvement centered around veterans and their families. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2022 ADDRESS: PO Box 345, Edgerton WI 53534, United States DESCRIPTION: I participate in the Honor Guard as a bugler. I play taps for military funerals and when asked to play for events such as Memorial Day or Veterans Day. HOPE LUTHERAN CHURCH POSITION: Evangelism Committee Head NATURE: Find positive ways to impact our community while upholding and teaching Christian values. Bring people together to worship and learn how to be closer to God. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2024 ADDRESS: 335 Dairyland Drive, Milton WI 53563, United States DESCRIPTION: Organize a group within the church to brainstorm ways to impact more people with what we are doing at church. UBER POSITION: Driver NATURE: Providing transportation solutions to people. INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 12/30/2017 ADDRESS: 36 Second Street, Miltion WI 53563, United States DESCRIPTION: I am responsible for transporting thepassengers to their destination safely in my personal vehicle.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-21
  • S66 Uniform Combined State Law Examination
    2023-02-21

View on SEC IAPD

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