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Alex Graeme Worden

Charles Schwab & Co., Inc.

Sacramento, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-09-08
  • CA RA
    APPROVED
    Since 2022-09-08

Branch Locations

525 Fulton Avenue, Sacramento, CA 95825-4812 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Walnut Creek CA 12/2021 08/2022
Apple Inc. Elk Grove CA 09/2019 12/2021
Gamestop Inc. Woodland CA 08/2017 09/2019
Papa Murphy's Inc. Folsom CA 07/2013 06/2017
Charles Schwab & Co., Inc. Sacramento CA 08/2022 Present
Charles Schwab Bank, Ssb Sacramento CA 11/2023 Present
  • 12/2021 → 08/2022
    Td Ameritrade
    Walnut Creek, CA
  • 09/2019 → 12/2021
    Apple Inc.
    Elk Grove, CA
  • 08/2017 → 09/2019
    Gamestop Inc.
    Woodland, CA
  • 07/2013 → 06/2017
    Papa Murphy's Inc.
    Folsom, CA
  • 08/2022 → Present
    Charles Schwab & Co., Inc.
    Sacramento, CA
  • 11/2023 → Present
    Charles Schwab Bank, Ssb
    Sacramento, CA
Previous Registrations
  • 2022-09-08 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Sacramento, CA
    Oakland, CA
  • 2022-09-08 → 2022-10-14
    Td Ameritrade, Inc.
    Walnut Creek, CA
    Sacramento, CA
    Oakland, CA
    Omaha, NE
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-07
  • S66 Uniform Combined State Law Examination
    2022-09-07

View on SEC IAPD

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WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SACRAMENTO, CA
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