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120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-08-26 |
| IL | RA | APPROVED | 2022-01-10 |
Branch Locations
120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
Ocala, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Medicine | Winfield | IL | 05/2013 | 11/2018 |
| Northwestern Medicine | Winfield | IL | 11/2018 | 11/2020 |
| Jarrard Phillips Cate & Hancock | Chicago | IL | 11/2020 | 12/2021 |
| First Trust Portfolios L.P. | Wheaton | IL | 12/2021 | Present |
| First Trust Advisors L.P. | Wheaton | IL | 12/2021 | Present |
| Neurocare And Family Services | Naperville | IL | 02/2014 | 08/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-11-08 |
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