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Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-08-26
IL RA APPROVED 2022-01-10
  • FL RA
    APPROVED
    Since 2025-08-26
  • IL RA
    APPROVED
    Since 2022-01-10

Branch Locations

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Ocala, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Medicine Winfield IL 05/2013 11/2018
Northwestern Medicine Winfield IL 11/2018 11/2020
Jarrard Phillips Cate & Hancock Chicago IL 11/2020 12/2021
First Trust Portfolios L.P. Wheaton IL 12/2021 Present
First Trust Advisors L.P. Wheaton IL 12/2021 Present
Neurocare And Family Services Naperville IL 02/2014 08/2017
  • 05/2013 → 11/2018
    Northwestern Medicine
    Winfield, IL
  • 11/2018 → 11/2020
    Northwestern Medicine
    Winfield, IL
  • 11/2020 → 12/2021
    Jarrard Phillips Cate & Hancock
    Chicago, IL
  • 12/2021 → Present
    First Trust Portfolios L.P.
    Wheaton, IL
  • 12/2021 → Present
    Wheaton, IL
  • 02/2014 → 08/2017
    Neurocare And Family Services
    Naperville, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-08
  • S66 Uniform Combined State Law Examination
    2021-11-08
Other Names
  • Jon Hughes

View on SEC IAPD

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