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Caitlin Little

Lincoln Investment

Sugar Land, TX

Capital Analysts

Sugar Land, TX

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Current Employers
Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-08-01
  • TX RA
    APPROVED
    Since 2022-08-01

Branch Locations

77 Sugar Creek Center Blvd. Suite 390, Sugar Land, TX 77478 • United States

Capital Analysts

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-08-01
  • TX RA
    APPROVED
    Since 2022-08-01

Branch Locations

77 Sugar Creek Center Blvd. Suite 590, Sugar Land, TX 77478 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cbs News New York NY 10/2016 11/2021
Unemployed Fair Haven NJ 04/2016 09/2016
Lincoln Investment Fort Washington PA 03/2022 Present
Dearborn & Creggs Sugar Land TX 12/2021 08/2022
Lincoln Investment Fort Washington PA 08/2022 Present
Capital Analysts Fort Washington PA 08/2022 Present
  • 10/2016 → 11/2021
    Cbs News
    New York, NY
  • 04/2016 → 09/2016
    Unemployed
    Fair Haven, NJ
  • 03/2022 → Present
    Lincoln Investment
    Fort Washington, PA
  • 12/2021 → 08/2022
    Dearborn & Creggs
    Sugar Land, TX
  • 08/2022 → Present
    Lincoln Investment
    Fort Washington, PA
  • 08/2022 → Present
    Capital Analysts
    Fort Washington, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-07-29
S63 Uniform Securities Agent State Law Examination 2022-07-22
  • S65 Uniform Investment Adviser Law Examination
    2022-07-29
  • S63 Uniform Securities Agent State Law Examination
    2022-07-22

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
WESLEY OWEN BALES INVESTMENT ADVISORY SERVICE
B.D. STERLING
SWEETWATER FINANCIAL ADVISORS, LLC
EDWARD JONES
J.P. MORGAN SECURITIES LLC

Other Investors

BRANDON BAS CURTIS
Cody Alan Guyer
Keith Wayne Patterson
Muna Malik
WESLEY OWEN BALES
JAMES BRYANT HAWRYLUK
DAVID BRYAN TEEL
Mark Anthony Leifrig

Other Offices

LPL FINANCIAL LLC · SUGAR LAND, TX
STATE FARM INVESTMENT MANAGEMENT CORP. · Sugar Land, TX
LPL FINANCIAL LLC · SUGAR LAND, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SUGAR LAND, TX
WESLEY OWEN BALES INVESTMENT ADVISORY SERVICE · SUGAR LAND, TX
B.D. STERLING · SUGAR LAND, TX
LPL FINANCIAL LLC · SUGAR LAND, TX
SWEETWATER FINANCIAL ADVISORS, LLC · SUGAR LAND, TX

More in Sugar Land, TX

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