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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-11-07 |
| CA | RA | APPROVED | 2024-11-05 |
Branch Locations
9665 Wilshire Boulevard Suite 600, Beverly Hills, CA 90212 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Service Inc. | Beverly Hills | CA | 01/2022 | 09/2022 |
| Official Mobile Applications | Los Angeles | CA | 09/2013 | 11/2021 |
| Newedge Securities, Inc. | Pittsburgh | PA | 09/2022 | 09/2022 |
| Newedge Wealth | Stamford | CT | 09/2022 | 09/2022 |
| Ubs Financial Service Inc. | Los Angeles | CA | 10/2022 | 08/2023 |
| Morgan Stanley Smith Barney Llc | Beverly Hills | CA | 10/2024 | Present |
| Independent Consultant | Los Angeles | CA | 10/2023 | 09/2024 |
(1) 615143 - Tao Entertainment Inc.; Investment Related; West Hollywood, CA; Entertainment; Board Member; Partner; Start May 2012; During business hours: 0; After business hours: 1; Check Signing, Funds Disbursements; Accounting / Bookkeeping / Administrative / Sales/Marketing. *615154- Caffarel American LLC; Investment related: Yes; Freeport, Texas; Automotive/Transportation, Manufacturing, Wholesale/Distribution; Partner, Member(proprietor, partner, officer, director, employee, trustee, agent); 04/2021; During business hours: 0; After business hours: 1; Accounting/Bookkeeping, Administrative, Business Development/Growth, Sales/Marketing
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-06-25 |
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