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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-05-24 |
| MI | RA | APPROVED | 2023-05-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade, Inc. | Grand Rapids | MI | 10/1998 | 02/2018 |
| Scottrade Investment Management | Grand Rapids | MI | 03/2017 | 02/2018 |
| Td Ameritrade, Inc. | Grandville | MI | 02/2018 | 05/2023 |
| Td Ameritrade Investment Management, Llc | Grandville | MI | 02/2018 | 05/2023 |
| Charles Schwab & Co., Inc. | Grand Rapids | MI | 01/2022 | 05/2023 |
| J.P. Morgan Securities Llc | Cedar Springs | MI | 05/2023 | Present |
| Jpmorgan Chase Bank, N.A. | Cedar Springs | MI | 05/2023 | Present |
| Charles Schwab | Grand Rapids | MI | 12/2022 | 05/2023 |
| Td Ameritrade | Grandville | MI | 03/2018 | 11/2022 |
| Scottrade | Grand Rapids | MI | 04/2007 | 02/2018 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-03-29 |
| S63 | Uniform Securities Agent State Law Examination | 1999-07-26 |
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