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Curtis Ryan Lucas

J.P. Morgan Securities LLC

Spring Lake, MI

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-08-16
MI RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2013-08-16
  • MI RA
    APPROVED
    Since 2012-10-01

Branch Locations

101 West Savidge, Spring Lake, MI 49456 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, Na. Spring Lake MI 03/2006 Present
J.P. Morgan Securities Llc Spring Lake MI 10/2012 Present
Previous Registrations
  • 2010-01-04 → 2012-10-01
    Chase Investment Services Corp.
    Muskegon, MI
    Muskegon, MI
    Grand Rapids, MI
    Grand Rapids, MI
    Spring Lake, MI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-12-15
S63 Uniform Securities Agent State Law Examination 2006-05-03
  • S65 Uniform Investment Adviser Law Examination
    2009-12-15
  • S63 Uniform Securities Agent State Law Examination
    2006-05-03
Other Names
  • Curtis R Lucas

View on SEC IAPD

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