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Samuel Alejandro Rodriguez

Charles Schwab & Co., Inc.

Phoenix, AZ

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-07-25
  • AZ RA
    APPROVED
    Since 2025-07-25

Branch Locations

4750 E Francisco, Phoenix, AZ 85044 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities, Llc Tempe AZ 12/2021 07/2022
Jpmorgan Chase Bank, N.A. Tempe AZ 10/2016 05/2023
In-N-Out Chandler AZ 03/2013 10/2016
Charles Schwab & Co., Inc. Phoenix AZ 05/2023 Present
  • 12/2021 → 07/2022
    J.P. Morgan Securities, Llc
    Tempe, AZ
  • 10/2016 → 05/2023
    Jpmorgan Chase Bank, N.A.
    Tempe, AZ
  • 03/2013 → 10/2016
    In-N-Out
    Chandler, AZ
  • 05/2023 → Present
    Charles Schwab & Co., Inc.
    Phoenix, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-11
  • S66 Uniform Combined State Law Examination
    2025-07-11
Other Names
  • Samuel Alejandro Rodriguez
  • Sameil Ale Rodriguez
  • Samuel Rodriguez

View on SEC IAPD

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