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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-04-11 |
| TX | RA | APPROVED | 2025-03-27 |
Branch Locations
14321 North Northsight Blvd, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 07/2023 | Present |
| Self-Employed | Scottsdale | AZ | 09/2022 | Present |
| Self-Employed | Scottsdale | AZ | 10/2019 | Present |
| Self-Employed | Scottsdale | AZ | 05/2023 | Present |
| United Planners Financial Services | Scottsdale | AZ | 12/2021 | 08/2022 |
| Hb Wellness | Scottsdale | AZ | 09/2019 | 03/2020 |
| Arizona State University | Tempe | AZ | 05/2020 | 05/2023 |
| Horizon High School | Scottsdale | AZ | 05/2016 | 05/2020 |
| Perk Eatery | Scottsdale | AZ | 04/2018 | 09/2018 |
| Macaroni Grill | Scottsdale | AZ | 09/2017 | 10/2019 |
| Amc Theaters | Scottsdale | AZ | 01/2016 | 03/2017 |
| Vanguard Marketing Corporation | Scottsdale | AZ | 07/2023 | Present |
| Vanguard Advisers, Inc. | Scottsdale | AZ | 04/2025 | Present |
NAME OF BUSINESS: SELF-EMPLOYED NON-INVESTMENT-RELATED ADDRESS: SCOTTSDALE, AZ NATURE OF BUSINESS: RETAIL/SERVICE POSITION: CONTRACTED WITH CADDY GIRLS START DATE: 09/2022 APPROXIMATE HOURS PER MONTH: 5 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: CADDY SERVICES, PROMOTIONAL EVENTS NAME OF BUSINESS: SELF-EMPLOYED NON-INVESTMENT-RELATED ADDRESS: SCOTTSDALE, AZ NATURE OF BUSINESS: RETAIL/SERVICE POSITION: CONTRACTED WITH BUSYBEE BABYSITITNG START DATE: 10/2019 APPROXIMATE HOURS PER MONTH: 6 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: BABYSITTING, NANNY NAME OF BUSINESS: SELF-EMPLOYED NON-INVESTMENT-RELATED ADDRESS: SCOTTSDALE, AZ NATURE OF BUSINESS: RETAIL/SERVICE POSITION: CONTRACTED WITH GIRL ABOUT TOWN START DATE: 05/2023 APPROXIMATE HOURS PER MONTH: 4 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: HOSTING/BARTENDING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-03-25 |
| S63 | Uniform Securities Agent State Law Examination | 2023-09-18 |
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