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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-08-09 |
| PA | RA | APPROVED | 2022-03-31 |
| TX | RA | APPROVED | 2022-03-31 |
Branch Locations
100 Vanguard Blvd, Malvern, PA 19355 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vangaurd Marketing Corporation | Malvern | PA | 01/2022 | Present |
| Vanguard Advisors, Inc. | Malvern | PA | 01/2022 | Present |
| The Vanguard Group, Inc. | Malvern | PA | 01/2022 | Present |
| The Glenmede Trust Company, N.A. | Philadelphia | PA | 11/2016 | 01/2022 |
| Qbe Insurance | New York | NY | 07/2013 | 11/2016 |
NAME OF BUSINESS: HIGH FIVES FOUNDATION NON-INVESTMENT RELATED ADDRESS: TRUCKEE, CA NATURE OF BUSINESS: NON-PROFIT POSITION: FUNDRAISING START DATE: 11/2021 APPROXIMATE HOURS PER MONTH: 10 NUMBER OF HOURS DURING TRADING HOURS: 0 DUTIES: FUNDRAISING
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-03-02 |
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