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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-07-14
DC RA APPROVED 2022-06-21
  • TX RA
    APPROVED
    Since 2022-07-14
  • DC RA
    APPROVED
    Since 2022-06-21

Branch Locations

1800 K St Nw, Washington, DC 20006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Washington DC 12/2021 Present
Washington Nationals Baseball Club Washington DC 01/2014 12/2021
Bank Of America, N.A. District Of Columbia WA 03/2022 Present
Other Businesses

I*966231, Name of OBA: Rental Property 1 Address: Washington District of Columbia Investment Related: No Position, Title, Association: Sole owner Employee Start Date: 10/1/2022 No Hours: 1 Monthly No Hours during trading: 0 Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-03
  • S66 Uniform Combined State Law Examination
    2022-06-03

View on SEC IAPD

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