Charissa F Sokol

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2021 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Austin, TX
• 02/2017 → 10/2021
  Precision Dental
  Midwest City, OK
• 02/2016 → 02/2017
  Dental Depot
  Norman, OK
• 07/2026 → Present
  Bank Of America, N.A.
  Austin, TX

Other Businesses

Name of the other businessRental Property-1Whether the business is investment-relatedNot investment related. Address of the other businessAustin, TX 78744Nature of the other businessRental PropertyYour positionNo position heldTitle, or relationship with the other businessMy husband, C S and I own our last home together and couldn't sell it in these market conditions. We are currently renting it out to renters that both work in the food industry. Start date of your relationship04/01/2023Approximate number of hours/month you devote to the other business0Number of hours you devote to the other business during securities trading hours0Briefly describe your duties relating to the other businessNo duties. My husband, C S, handles all leasing agreements and maintenance. I*2570265, Entity Type: Entity For Profit, Name of OBA: Barton Springs Publishing LLC, Address: Austin, Texas, 78744, Investment Related: N, Position, Title, Association: Owner, Employee State Date: 08/01/2025, No Hours: 2 Weekly, No Hours during Trading: 0 Weekly, Duties: Barton Springs Publishing LLC is a small, independently owned publishing company focused on producing children's books, fiction, nonfiction, and creative literary works. The entity exists to support the publication and distribution of original content. My husband, C S, is writing children's books and is creating this publishing company to self publish his books.I will assist with editorial oversight, publishing coordination, and strategic planning. I may also be involved in marketing and vendor relations. Activities are limited to evenings/weekends and do not involve financial advisory services.

Exams

• S66 Uniform Combined State Law Examination
  2024-05-03

Other Names

• Charissa F Jones