Mark A Lindsay

Kansas City, MO

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2025-06-19
TX	RA	APPROVED	2024-09-13
DC	RA	APPROVED	2023-08-29
VA	RA	APPROVED	2023-08-17

MO RA
APPROVED

Since 2025-06-19
TX RA
APPROVED

Since 2024-09-13
DC RA
APPROVED

Since 2023-08-29
VA RA
APPROVED

Since 2023-08-17

Branch Locations

4520 Main Street, Kansas City, MO 64111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
J.P. Morgan Securities Llc	New York	NY	11/2021	06/2022
Jpmorgan Chase Bank, N.A.	New York	NY	11/2021	06/2022
Capital One	New York	NY	02/2013	10/2021
Morgan Stanley	Kansas City	MO	11/2022	Present
Jpmorganchase	Washington	DC	06/2022	11/2022

11/2021 → 06/2022

J.P. Morgan Securities Llc

New York, NY
11/2021 → 06/2022

Jpmorgan Chase Bank, N.A.

New York, NY
02/2013 → 10/2021

Capital One

New York, NY
11/2022 → Present

Morgan Stanley

Kansas City, MO
06/2022 → 11/2022

Jpmorganchase

Washington, DC

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-08-17

S66 Uniform Combined State Law Examination

2023-08-17

Other Names

Mark Lindsay
Mark Anthony Lindsay

View on SEC IAPD

Other Firms

STATE FARM INVESTMENT MANAGEMENT CORP.

LPL FINANCIAL LLC

U.S. BANCORP ADVISORS, LLC

DOMINION PORTFOLIO MANAGEMENT, INC.

COPPER FINANCIAL

OSAIC WEALTH, INC.

MARKET INVESTMENT GROUP, LLC

Other Investors

FRANK JOSEPH JANACARO

SETH ALLAN KEETHLER

William Scott Wiley

Frederick G Prewitt

JOSEPH MARINO ST GEORGE

ADELINE ELIZABETH KROPF

Michael Andrew Keeton

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Kansas City, MO

LPL FINANCIAL LLC · Kansas City, MO

U.S. BANCORP ADVISORS, LLC · Kansas City, MO

EDWARD JONES · KANSAS CITY, MO

DOMINION PORTFOLIO MANAGEMENT, INC. · KANSAS CITY, MO

COPPER FINANCIAL · Kansas City, MO

OSAIC WEALTH, INC. · KANSAS CITY, MO

EDWARD JONES · KANSAS CITY, MO

More in Kansas City, MO

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