Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-01-16
  • CA RA
    APPROVED
    Since 2026-01-16

Branch Locations

3500 E Sunrise Dr, Tucson, AZ 85718 • United States

500 Newport Ctr Dr, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bofa Securities, Inc. Tucson AZ 08/2021 03/2024
Wells Fargo Bank, Na Tucson AZ 07/1999 08/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Tucson AZ 09/2025 Present
Crossfirst Bank/ Busey Bank Tucson AZ 03/2024 08/2025
Other Businesses

I*1084283 Entity Type: For Profit Name: Nextsource Inc. Investment related: No Address: New York, New York, 10016 Position, title, association: Employee, Start date of relationship: 1/9/2023 Number of hours devoted: 5 hr Wkly Number of hours devoted during trading hours: 0 Duties: The entity is the out of state/employee entity for Catholic University of America (CUA). CUA has a joint venture with Pima Community College to provide an undergraduate degree to residents in Pima County. This role would be an instructor guide, where I facilitate the introduction to finance course. I*1407282 Entity Type: Charitable Name: Tucson High Badger Foundation, Inc. Investment related: No Address: Tucson, Arizona, 85703 Position, title, association: Board Member, Start date of relationship: 8/8/2023 Number of hours devoted: 1 hr Mhly Number of hours devoted during trading hours: 0 Duties: The Tucson High Badger Foundation's mission is to serve and support the Tucson High Magnet School community, consisting of students, faculty and staff by providing financial assistance for special events, services to students and faculty and post-secondary student scholarships. In addition, the Foundation also honors, celebrates and preserves the history, traditions and achievements of THMS. The foundation has 11 meetings per year, every month but July. Meetings are held second Tuesday of each month. There is fundraising efforts including a golf tournament, donation requests, memorial bricks, and through the selections process of the THMS Hall of Fame events, and other efforts. I*2918280 Entity Type: Fiduciary role Name of OBA: M.E.M. aka E.M. Address: Tucson Arizona Investment Related: No Position, Title, Association: Power of Attorney Start Date:10/04/2024No Hours: 2 Monthly No Hours during trading:0 Duties: Power of Attorney for Parents I*2918295 Entity Type: Fiduciary role Name of OBA: A.M.M. Living Trust Dated 12-1-23 Address: Tucson Arizona Investment Related: No Position, Title, Association: Successor Trustee Start Date:12/01/2023No Hours: 2 Yearly No Hours during trading:2 Yearly Duties: Successor Trustee for Child/Grandchild I*2919285 Entity Type: Fiduciary role Name of OBA: A.M.M Address: Tucson Arizona Investment Related: No Position, Title, Association: Power of Attorney Start Date: No No Hours: 2 Yearly No Hours during trading: 2 Yearly Duties: Power of Attorney for Child/Grandchild I*3184352 Entity Type: Fiduciary role Name of OBA: K A M Address: Tucson, Arizona, 85745 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 10/13/2025 Number of Hours: 1, Yearly Number of Hours during trading: 1, Yearly Duties: Power of Attorney Child/Grandchild I*2815278 Entity Type: Charitable Name of OBA: YMCA of Southern Arizona Address: Tucson, Arizona, 85701 Investment Related: No Position, Title, Association: Committee, Board Member Employee Start Date: 01/06/2025 Number of Hours: 40, Yearly Number of Hours during trading: 24, Yearly Duties: Focused on Youth Development, Healthy Living, and Social Responsibility, our aim is to cultivate a healthier Tucson. We forge robust partnerships with local and city organizations, delivering empowering, nurturing, and exciting programs and services that enhance lives and build a stronger, more vibrant community. Monthly Board Meetings, Periodic Governance committee meetings and general fundraising and recruitment activities.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-01-16
S63 Uniform Securities Agent State Law Examination 2022-05-23
  • S65 Uniform Investment Adviser Law Examination
    2026-01-16
  • S63 Uniform Securities Agent State Law Examination
    2022-05-23
Other Names
  • Xavier Manrique
  • Xavier E. Manrique
  • Xavier E Manrique

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Tucson, AZ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor