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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-08-10
  • MN RA
    APPROVED
    Since 2023-08-10

Branch Locations

400 Robert St N Ste 800, Saint Paul, MN 55101 • United States

Prior Lake, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hail Pro Llc Burnsville MN 06/2018 10/2021
Wells Fargo Minneapolis MN 11/2013 06/2018
Evens Drone Operations Savage MN 01/2020 07/2025
Thrivent Investment Management Inc Burnsville MN 01/2022 10/2022
Thrivent Financial Appleton WI 05/2022 10/2022
Securian Financial Services Inc. St. Paul MN 03/2023 08/2023
Cetera Wealth Services, Llc El Segundo CA 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
Cetera Advisors Llc Greenwood Village CO 08/2023 Present
Cetera Financial Specialists Llc Schaumburg IL 08/2023 Present
Cetera Investment Services Llc St Cloud MN 08/2023 Present
  • 06/2018 → 10/2021
    Hail Pro Llc
    Burnsville, MN
  • 11/2013 → 06/2018
    Wells Fargo
    Minneapolis, MN
  • 01/2020 → 07/2025
    Evens Drone Operations
    Savage, MN
  • 01/2022 → 10/2022
    Burnsville, MN
  • 05/2022 → 10/2022
    Thrivent Financial
    Appleton, WI
  • 03/2023 → 08/2023
    Securian Financial Services Inc.
    St. Paul, MN
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 08/2023 → Present
    Schaumburg, IL
  • 08/2023 → Present
    Cetera Advisors Llc
    Greenwood Village, CO
  • 08/2023 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 08/2023 → Present
    Cetera Investment Services Llc
    St Cloud, MN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-24
  • S66 Uniform Combined State Law Examination
    2022-05-24
Other Names
  • Brandon Thomas Evens

View on SEC IAPD

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