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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-05-22 |
| TX | RA | APPROVED_RES | 2025-05-14 |
Branch Locations
14321 North Northsight Blvd, Scottsdale, AZ 85260 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 01/2022 | Present |
| Domino's | Peoria | AZ | 10/2021 | 03/2022 |
| Central Missouri Pizza | Columbia | MO | 11/2019 | 10/2021 |
| Missouri Credit Union | Columbia | MO | 09/2016 | 10/2019 |
| Jimmy Johns | Columbia | MO | 07/2016 | 10/2019 |
| Columbia College | Columbia | MO | 01/2018 | 05/2021 |
| Self-Employed | Laveen | AZ | 03/2022 | Present |
| Self-Employed | Phoenix | AZ | 01/2025 | Present |
| Vanguard Advisers, Inc. | Scottsdale | AZ | 05/2025 | Present |
| Vanguard Marketing Corporation | Scottsdale | AZ | 01/2022 | Present |
NAME OF BUSINESS: SELF-EMPLOYED NON-INVESTMENT RELATED ADDRESS: PHOENIX, AZ NATURE OF BUSINESS: TRANSPORTATION POSITION: CONTRACTED WITH LYFT START DATE: 01/2025 APPROX. HOURS/MONTH: 10 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: DRIVING PASSENGERS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-05-13 |
| S63 | Uniform Securities Agent State Law Examination | 2022-03-14 |
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