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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MS | RA | APPROVED | 2025-05-01 |
| TX | RA | APPROVED | 2025-05-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commodore Bob's Yacht Club | Starkville | MS | 04/2019 | 04/2021 |
| Holmes Community College | Goodman | MS | 07/2017 | 12/2018 |
| Mississippi State University | Starkville | MS | 01/2019 | 12/2021 |
| City Of Starkville | Starkville | MS | 01/2019 | 08/2020 |
| East Webster High School | Cumberland | MS | 08/2013 | 05/2017 |
| Link Capital | Maben | MS | 08/2021 | 05/2023 |
| Heritage Properties | Starkville | MS | 04/2022 | 09/2022 |
| Lpl Financial Llc | Tupelo | MS | 06/2023 | 05/2025 |
| Renasant Bank | Tupelo | MS | 06/2023 | 05/2025 |
| Lms Investment Management | Pensacola | FL | 11/2022 | 05/2023 |
| Raymond James Financial Services, Inc. | Tupelo | MS | 05/2025 | Present |
| Raymond James Financial Services Advisors, Inc. | Tupelo | MS | 05/2025 | Present |
(1)Name of Business: Link Capital Address: 1529 Cliff Gookin Blvd, Tupelo, MS, 38801-6401, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 05/01/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: I provide portfolio management and analytical services to Rose and Gaines Wealth Group. (2)Name of Business: The Link Organization Address: 199 Grandstand Pl Apt 210, Tupelo , MS, 38804, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 09/01/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I own property inherited from my father in this LLC. I rent the property out to tenants. (3) Rose & Gaines Wealth Group LLC. Not investment related. Tupelo, MS. DBA/Support Company. Advisor. Started: 05/2025. 0 hours per month, 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-07-14 |
| S65 | Uniform Investment Adviser Law Examination | 2020-11-06 |
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