Stephen Davis Miles

Current Employers

Employment History

• 03/2011 → 12/2016
  Invest Financial Corp.
  Tampa, FL
• 10/2015 → Present
  Addicus Advisory, Llc
  Tupelo, MS
• 01/2012 → Present
  Addicus Risk Management, Llc
  Tupelo, MS
• 11/2011 → Present
  Addicus, Llc
  Tupelo, MS

Previous Registrations

• 2011-03-16 → 2016-12-06
  Invest Financial Corporation
  Tupelo, MS
  Appleton, WI
  Jackson, MS
• 2004-02-20 → 2011-03-18
  New England Securities
  Jackson, MS
  Memphis, TN
  Memphis, TN
  Memphis, TN

Other Businesses

1.Addicus Risk Management, Investment Related, 333 W Franklin Street, Tupelo, MS 38804, Life, Disability, P&C, and Fixed Annuity Sales & Service; Sales & service of non-registered insurance, P&C, and annuity products; registered insurance agency with MS, Owner, 12/01/2011, 5 hr/month, 4hr/during trading; 2.Metal Gear, LLC, Non Investment Related, 333 W Franklin Street, Tupelo, MS 38804, Sale & transfer of custom firearms; High-end custom firearms for select clientele, Owner/Member, 02/17/2012, 1hr/month; 3.Integrated Services Group, Inc., Investment Related, 333 W Franklin Street, Tupelo, MS 38804, 05/13/2011, Life, Accident, Health, and P&C Insurance Sales, Owner/Member, 5hr/month, 3/hrs during trading; 4.Addicus, LLC, Investment Related, 406 Enterprise Drive, Oxford, MS, 38655, Owner/Member/Consultant, 01/02/2012, 100% owner of Integrated Insurance Group; Business Consulting Services; Research, information gathering, development of work product, *See hours for Addicus Holdings, LLC its Parent Company 5.Addicus Advisory, LLC, Investment Related, 333 W Franklin Street, Tupelo, MS, 38804, 02/01/2016, Owner/Manager/Chief Compliance Officer, Advisory Services, *See hours for Addicus Holdings, LLC its Parent Company 6.Addicus Holdings, LLC, Investment Related, 406 Enterprise Drive, Oxford, MS, 38655, 01/01/2016, Manager/Owner, Consulting Services and Parent Company to Addicus subsidiaries, 120hrs/month 7.Rubicon Capital, LLC, Investment Related, 128-A Courthouse Square, Oxford, MS, 38655, 09/26/2017, Managing Member, Holding company for multiple LLCs managing private pooled investment vehicles, 30hr/month, 20hr/during trading

Exams

• S63 Uniform Securities Agent State Law Examination
  1999-08-20

Designations