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Jizi Gu

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Carlos, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-06-14
CA RA APPROVED 2022-04-22
  • TX RA
    APPROVED
    Since 2022-06-14
  • CA RA
    APPROVED
    Since 2022-04-22

Branch Locations

760 Laurel St, San Carlos, CA 94070 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Stevens Creek Blvd CA 11/2021 Present
Bank Of America, N.A. Foster City CA 03/2017 11/2021
Unemployed Foster City CA 11/2014 03/2017
Bank Of America, N.A. Stevens Creek Blvd CA 03/2022 Present
  • 11/2021 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Stevens Creek Blvd, CA
  • 03/2017 → 11/2021
    Bank Of America, N.A.
    Foster City, CA
  • 11/2014 → 03/2017
    Unemployed
    Foster City, CA
  • 03/2022 → Present
    Bank Of America, N.A.
    Stevens Creek Blvd, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-20
  • S66 Uniform Combined State Law Examination
    2022-04-20

View on SEC IAPD

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ERICA LYNN ARROYO
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DANIEL LEDER
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Other Offices

MA PRIVATE WEALTH, LLC · SAN CARLOS, CA
MA PRIVATE WEALTH, LLC · SAN CARLOS, CA
OSAIC WEALTH, INC. · SAN CARLOS, CA
PROPEL VENTURE PARTNERS MANAGEMENT CO. · SAN CARLOS, CA
WELLS FARGO CLEARING SERVICES, LLC · SAN CARLOS, CA
HUSTLE FUND MANAGEMENT, LLC · SAN CARLOS, CA
CITIGROUP GLOBAL MARKETS INC. · San Carlos, CA
U.S. BANCORP ADVISORS, LLC · San Carlos, CA

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