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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-04-28 |
| CA | RA | APPROVED | 2022-04-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | El Monte | CA | 04/2016 | Present |
| Bank Of America, N.A. | El Monte | CA | 04/2016 | Present |
I*828262 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: N Address of business: las vegas, Nevada, 89178 Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 4/20/2018 Number of hours devoted: 0 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , I*828263 For profit or not for profit: Name of outside business organization: Rental Property 2 Investment related: N Address of business: las vegas, Nevada, 89178 Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 8/10/2018 Number of hours devoted: 0 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , I*828264 For profit or not for profit: Name of outside business organization: Rental Property 4 Investment related: N Address of business: las vegas, Nevada, 89113 Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 6/1/2022 Number of hours devoted: 0 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , I*829232 For profit or not for profit: Name of outside business organization: Rental Property 3 Investment related: N Address of business: las vegas, Nevada, 89113 Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 9/30/2021 Number of hours devoted: 0 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , I*829233 For profit or not for profit: Name of outside business organization: Rental Property 4 Investment related: N Address of business: las vegas, Nevada, 89178 Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 1/1/2023 Number of hours devoted: 0 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: ,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-04-02 |
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