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Yanhua Xu

Citigroup Global Markets Inc.

San Gabriel, CA

Pasadena, CA

Tustin, CA

Whittier, CA

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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-08-29
  • CA RA
    APPROVED
    Since 2022-08-29

Branch Locations

Cwm Retail, Sales 532 West Valley Blvd., San Gabriel, CA 91776 • United States

Citi Wealth Management, Sales 285 South Lake Avenue, Pasadena, CA 91101 • United States

Cwm Retail, Sales 13211 Jamboree Road, Tustin, CA 92782 • United States

Whittier, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ctbc Bank Los Angeles CA 08/2015 12/2018
Cetera Investment Services Llc St Cloud MN 09/2015 08/2022
Cetera Investment Advisers Llc San Marino CA 01/2019 08/2022
Citigroup Tustin Ranch CA 08/2022 Present
  • 08/2015 → 12/2018
    Ctbc Bank
    Los Angeles, CA
  • 09/2015 → 08/2022
    Cetera Investment Services Llc
    St Cloud, MN
  • 01/2019 → 08/2022
    Cetera Investment Advisers Llc
    San Marino, CA
  • 08/2022 → Present
    Citigroup
    Tustin Ranch, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-01-30
  • S66 Uniform Combined State Law Examination
    2018-01-30
Other Names
  • Eva Xu

View on SEC IAPD

Other Firms

WELLS FARGO CLEARING SERVICES, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
J.P. MORGAN SECURITIES LLC
EQUITY SERVICES, INC.
EQUITABLE ADVISORS, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
KCLLC
CETERA INVESTMENT ADVISERS LLC

Other Investors

ROBERT CHIA HONG YEH
LILY LI
Jason M Fung
Anson Li
Charmaine Chow
Tony Liang
Isaac Chan
Mingming Zhang

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · ALHAMBRA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ALHAMBRA, CA
J.P. MORGAN SECURITIES LLC · ALHAMBRA, CA
EQUITY SERVICES, INC. · ALHAMBRA, CA
EQUITABLE ADVISORS, LLC · ALHAMBRA, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Alhambra, CA
KCLLC · ALHAMBRA, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · ALHAMBRA, CA

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