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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2022-08-19
TX RA APPROVED 2022-08-15
NC RA APPROVED 2022-06-14
  • SC RA
    APPROVED
    Since 2022-08-19
  • TX RA
    APPROVED
    Since 2022-08-15
  • NC RA
    APPROVED
    Since 2022-06-14

Branch Locations

6091 Calhoun Memorial Hwy, Easley, SC 29640 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Charlotte NC 11/2021 Present
Walmart Terre Haute IN 12/2016 01/2017
J. Ford's Black Angus Terre Haute IN 02/2017 03/2020
Unemployed Anderson SC 03/2020 01/2021
Woodforest National Bank Easley SC 01/2021 04/2021
Regions Bank Anderson SC 05/2021 11/2021
Indiana State University Terre Haute IN 01/2016 04/2020
Ppl As Fiscal Agent / Direct Terre Haute IN 12/2017 08/2018
Lel Home Services / Direct Care Terre Haute IN 07/2018 01/2019
Alorica / Operations Customer Terre Haute IN 09/2017 10/2017
Bank Of America, N.A. Charlotte NC 02/2022 Present
  • 11/2021 → Present
    Merrill Lynch, Pierce, Fenner & Smith
    Charlotte, NC
  • 12/2016 → 01/2017
    Walmart
    Terre Haute, IN
  • 02/2017 → 03/2020
    J. Ford's Black Angus
    Terre Haute, IN
  • 03/2020 → 01/2021
    Unemployed
    Anderson, SC
  • 01/2021 → 04/2021
    Woodforest National Bank
    Easley, SC
  • 05/2021 → 11/2021
    Regions Bank
    Anderson, SC
  • 01/2016 → 04/2020
    Indiana State University
    Terre Haute, IN
  • 12/2017 → 08/2018
    Ppl As Fiscal Agent / Direct
    Terre Haute, IN
  • 07/2018 → 01/2019
    Lel Home Services / Direct Care
    Terre Haute, IN
  • 09/2017 → 10/2017
    Alorica / Operations Customer
    Terre Haute, IN
  • 02/2022 → Present
    Bank Of America, N.A.
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-09
  • S66 Uniform Combined State Law Examination
    2022-06-09
Other Names
  • Samuel Matthew Wolf
  • Sam Wolf

View on SEC IAPD

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