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5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2024-10-16 |
Branch Locations
5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States
115 Woodson Street Suite B, Powdersville, SC 29611 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 06/2018 | 10/2024 |
| Newspring Church Inc. | Anderson | SC | 01/2013 | 05/2018 |
| Kestra Private Wealth Services, Llc | Powdersville | SC | 10/2024 | Present |
| Kestra Investment Services, Llc | Powdersville | SC | 10/2024 | Present |
Business Name: REI VENTURES LLC POSITION: Owner NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2024 ADDRESS: 115 Woodson St, Powdersville SC 29611 DESCRIPTION: I own 100% of the building. Kestra pays me a market rate lease for the space I occupy. I will lease the other side of the building once a tenant is identified. Business Name: PROVISTA WEALTH ADVISORS POSITION: Financial Advisor NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/16/2024 ADDRESS: 115 Woodson St, Suite B, Powdersville SC 29611 DESCRIPTION: A fin adv that operates a separate office as part of the Provista Wealth Advisor name. Business Name: CONNECT POWDERSVILLE POSITION: Board Member NATURE: Board position INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 3 START DATE: 12/01/2020 ADDRESS: 38 Halter Rd, Piedmont SC 29673 DESCRIPTION: I am responsible for the logistics of layout of food trucks, crafter vendors, kids area, stages and parking. Business Name: PROVISTA POWDERSVILLE, LLC POSITION: Owner NATURE: my S-corp for tax purposes INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 10/16/2024 ADDRESS: 115 Woodson St, Suite B, Powdersville SC 29611, United States DESCRIPTION: This is my S-corp for tax purposes of my income relating to Provista Wealth Advisor services paid by Kestra. Also may receive referral fees from renewable energy tax credits and tax solutions.. Business Name: WOODLAND CONSTRUCTION LLC POSITION: Owner NATURE: Construction Company INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/27/2017 ADDRESS: 228 Jackson Drive, Piedmont SC 29673, United States DESCRIPTION: I own the company as a requirement to keep my Commercial Construction license. Business Name: CARRIBOU POSITION: Advisor NATURE: Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 4 START DATE: 01/01/2025 ADDRESS: 115 Woodson St, Suite B, Powdersville SC 29611, United States DESCRIPTION: I will get the client set up with Caribou Wealth where the client will complete a questionnaire and then we will receive a health insurance analysis and comparison between different options and providers so the client will be better informed with their options. I will not be selling the insurance, the client will then have to go find an agent who can establish that health insurance plan for them.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-08-02 |
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