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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2024-12-11
  • MA RA
    APPROVED
    Since 2024-12-11

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Boston, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services St. Louis MO 11/2021 07/2022
Wells Fargo Bank Salt Lake City UT 07/2019 11/2021
Macy's Inc Salt Lake City UT 10/2016 06/2019
Maggie Sottero Designs Salt Lake City UT 03/2016 03/2017
Gwfs Equities, Inc Greenwood Village CO 07/2022 Present
Advised Assets Group, Llc Greenwood Village CO 07/2022 Present
  • 11/2021 → 07/2022
    Wells Fargo Clearing Services
    St. Louis, MO
  • 07/2019 → 11/2021
    Wells Fargo Bank
    Salt Lake City, UT
  • 10/2016 → 06/2019
    Macy's Inc
    Salt Lake City, UT
  • 03/2016 → 03/2017
    Maggie Sottero Designs
    Salt Lake City, UT
  • 07/2022 → Present
    Gwfs Equities, Inc
    Greenwood Village, CO
  • 07/2022 → Present
    Advised Assets Group, Llc
    Greenwood Village, CO
Previous Registrations
Other Businesses

1) HelloDarling Sales - Etsy; Not Investment related; 5051 Rocky Rd Taylorsville, UT 84129; Etsy handmade sales; Owner 12/01/2021; 5-10 Hours a month; No hours during trading hours; I own a small business that creates custom care packages during the holidays. This OBA was updated 4/25/23 to include other handcrafted items (dice, earrings) in addition to holiday gifts. 2) Hello Darling Events & Productions / Owner. Small event business. Create small curated retreats and activities. 10 hours per month; 0 during normal business hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-25
  • S66 Uniform Combined State Law Examination
    2022-03-25

View on SEC IAPD

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