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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-12-03
  • FL RA
    APPROVED
    Since 2025-12-03

Branch Locations

2745 Ne 193Rd Street Unit 7, Aventura, FL 33180 • United States

801 Brickell Ave Suite 640, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade, Inc. Chicago IL 01/2022 12/2022
Unemployed Chicago IL 09/2021 12/2021
Avli River North Chicago IL 02/2021 08/2021
University Of Houston Houston/Chicago IL 01/2020 01/2021
Conscious Logistics Llc Houston TX 06/2017 08/2019
Theo's Restaurant Houston TX 01/2016 12/2019
Charles Schwab & Co., Inc. Morton Grove IL 12/2022 Present
Charles Schwab Bank Miami FL 10/2025 Present
  • 01/2022 → 12/2022
    Td Ameritrade, Inc.
    Chicago, IL
  • 09/2021 → 12/2021
    Unemployed
    Chicago, IL
  • 02/2021 → 08/2021
    Avli River North
    Chicago, IL
  • 01/2020 → 01/2021
    University Of Houston
    Houston/Chicago, IL
  • 06/2017 → 08/2019
    Conscious Logistics Llc
    Houston, TX
  • 01/2016 → 12/2019
    Theo's Restaurant
    Houston, TX
  • 12/2022 → Present
    Morton Grove, IL
  • 10/2025 → Present
    Charles Schwab Bank
    Miami, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-12-02
S63 Uniform Securities Agent State Law Examination 2022-06-01
  • S65 Uniform Investment Adviser Law Examination
    2025-12-02
  • S63 Uniform Securities Agent State Law Examination
    2022-06-01
Other Names
  • Alex Grivas

View on SEC IAPD

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