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Peyton Walker Haley

Raymond James & Associates, Inc.

Nashville, TN

CRD 7473497

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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-05-02
TN RA APPROVED 2022-03-07
  • TX RA
    APPROVED_RES
    Since 2024-05-02
  • TN RA
    APPROVED
    Since 2022-03-07

Branch Locations

1033 Demonbreun Street Suite 500, Nashville, TN 37203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Nashville TN 11/2021 Present
Cat Financial Nashville TN 07/2018 11/2021
University Of Tennessee Recreational Department Knoxville TN 08/2015 05/2018
Cat Financial Nashville TN 06/2017 07/2017
Tssaa Nashville TN 05/2018 05/2018
Tssaa Nashville TN 05/2019 05/2019
Tssaa Nashville TN 05/2017 05/2017
University Of Tennessee-Knoxville Knoxville TN 08/2014 05/2018
  • 11/2021 → Present
    Nashville, TN
  • 07/2018 → 11/2021
    Cat Financial
    Nashville, TN
  • 08/2015 → 05/2018
    University Of Tennessee Recreational Department
    Knoxville, TN
  • 06/2017 → 07/2017
    Cat Financial
    Nashville, TN
  • 05/2018 → 05/2018
    Tssaa
    Nashville, TN
  • 05/2019 → 05/2019
    Tssaa
    Nashville, TN
  • 05/2017 → 05/2017
    Tssaa
    Nashville, TN
  • 08/2014 → 05/2018
    University Of Tennessee-Knoxville
    Knoxville, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-28
  • S66 Uniform Combined State Law Examination
    2022-02-28

View on SEC IAPD

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