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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-02-22
  • NJ RA
    APPROVED
    Since 2023-02-22

Branch Locations

401 Hackensack Ave. Suite 803, Hackensack, NJ 07601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Hackensack NJ 12/2021 Present
Speech And Hearing Associates Secaucus NJ 12/2017 12/2021
Children's Evaluation And Therapy Center Lanham MD 07/2015 12/2017
  • 12/2021 → Present
    Raymond James & Associates
    Hackensack, NJ
  • 12/2017 → 12/2021
    Speech And Hearing Associates
    Secaucus, NJ
  • 07/2015 → 12/2017
    Children's Evaluation And Therapy Center
    Lanham, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-17
  • S66 Uniform Combined State Law Examination
    2023-02-17
Other Names
  • Rachel Rosen
  • Rachel M Rosen

View on SEC IAPD

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