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Dalten Rosas Smith

Charles Schwab & Co., Inc.

Sunnyvale, CA

Redwood City, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-05-25
  • CA RA
    APPROVED
    Since 2023-05-25

Branch Locations

438 East El Camino Real, Sunnyvale, CA 94087-1938 • United States

Redwood City, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Reno NV 12/2021 Present
Charles Schwab Bank, Ssb Reno NV 12/2021 Present
Capital Glass Reno NV 05/2020 08/2020
Geodis Logistics, Llc Sparks NV 03/2018 05/2021
Lakeridge Golf Course Reno NV 09/2016 10/2019
Building Profits Llc Reno NV 04/2021 10/2021
Full Time Education Reno NV 07/2012 06/2017
  • 12/2021 → Present
    Charles Schwab & Co., Inc.
    Reno, NV
  • 12/2021 → Present
    Charles Schwab Bank, Ssb
    Reno, NV
  • 05/2020 → 08/2020
    Capital Glass
    Reno, NV
  • 03/2018 → 05/2021
    Geodis Logistics, Llc
    Sparks, NV
  • 09/2016 → 10/2019
    Lakeridge Golf Course
    Reno, NV
  • 04/2021 → 10/2021
    Building Profits Llc
    Reno, NV
  • 07/2012 → 06/2017
    Full Time Education
    Reno, NV
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-29
  • S66 Uniform Combined State Law Examination
    2022-12-29
Designations
Other Names
  • Dalten R. Smith
  • Dalten Smith

View on SEC IAPD

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Other Investors

Melissa M Drago
MARTIN LOPEZ
RYAN MICHAEL BROWN
ABHISHEK GUPTA
Xiaosheng Mei
Anastasia J Schmidt
BENJAMIN JAY LUNDQUIST
ALEXANDER KILIAN ECKERT

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Sunnyvale, CA
LPL FINANCIAL LLC · SUNNYVALE, CA
EDWARD JONES · SUNNYVALE, CA
STRATEGIC ADVISERS LLC · SUNNYVALE, CA
SV TECH VENTURES, INC. · SUNNYVALE, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Sunnyvale, CA
U.S. BANCORP ADVISORS, LLC · Sunnyvale, CA
J.P. MORGAN SECURITIES LLC · SUNNYVALE, CA

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