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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-05-04
AL RA APPROVED 2022-01-27
  • TX RA
    APPROVED
    Since 2022-05-04
  • AL RA
    APPROVED
    Since 2022-01-27

Branch Locations

205 Fairhope Ste. E., Fairhope, AL 36532 • United States

3600 Springhill Business Park Suite 1000, Mobile, AL 36608 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Navy - Submarine Learning Center (Military Service) Groton CT 03/2021 01/2022
U.S. Navy - Submarine On Board Training (Military Service) Groton CT 01/2020 03/2021
U.S. Navy - Uss Boise (Ssn 764) (Military Service) Norfolk VA 12/2017 12/2019
U.S. Navy - Uss Albany (Ssn 753) (Military Service) Norfolk VA 09/2016 12/2017
U.S. Navy - Submarine Officer Advanced Course (Military Service) Groton CT 03/2016 09/2016
Stifel, Nicolaus & Company, Incorporated Mobile AL 11/2021 Present
  • 03/2021 → 01/2022
    U.S. Navy - Submarine Learning Center (Military Service)
    Groton, CT
  • 01/2020 → 03/2021
    U.S. Navy - Submarine On Board Training (Military Service)
    Groton, CT
  • 12/2017 → 12/2019
    U.S. Navy - Uss Boise (Ssn 764) (Military Service)
    Norfolk, VA
  • 09/2016 → 12/2017
    U.S. Navy - Uss Albany (Ssn 753) (Military Service)
    Norfolk, VA
  • 03/2016 → 09/2016
    U.S. Navy - Submarine Officer Advanced Course (Military Service)
    Groton, CT
  • 11/2021 → Present
    Mobile, AL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-26
  • S66 Uniform Combined State Law Examination
    2022-01-26
Designations

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