Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-10
  • TX RA
    APPROVED
    Since 2024-08-10

Branch Locations

2951 Ranch Road 620 S, Austin, TX 78738 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mcadam Llc Philadelphia PA 05/2021 12/2022
Texas Christian University Fort Worth TX 08/2017 05/2021
Westwood High School Austin TX 08/2013 05/2017
Santander Consumer Usa Dallas TX 06/2020 01/2021
Guardian Life Insurance Company Austin TX 05/2023 04/2024
Park Avenue Securities Llc Austin TX 02/2024 04/2024
Unemployed Horseshoe Bay TX 01/2023 04/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated Austin TX 07/2024 Present
Bank Of America, N.A. Austin TX 08/2024 Present
  • 05/2021 → 12/2022
    Philadelphia, PA
  • 08/2017 → 05/2021
    Texas Christian University
    Fort Worth, TX
  • 08/2013 → 05/2017
    Westwood High School
    Austin, TX
  • 06/2020 → 01/2021
    Santander Consumer Usa
    Dallas, TX
  • 05/2023 → 04/2024
    Guardian Life Insurance Company
    Austin, TX
  • 02/2024 → 04/2024
    Park Avenue Securities Llc
    Austin, TX
  • 01/2023 → 04/2023
    Unemployed
    Horseshoe Bay, TX
  • 07/2024 → Present
    Austin, TX
  • 08/2024 → Present
    Bank Of America, N.A.
    Austin, TX
Previous Registrations
  • 2021-11-23 → 2023-01-17
    Radnor, PA
    Austin, TX
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-05-01
S65 Uniform Investment Adviser Law Examination 2021-11-10
  • S63 Uniform Securities Agent State Law Examination
    2024-05-01
  • S65 Uniform Investment Adviser Law Examination
    2021-11-10
Other Names
  • John Charles Barrett
  • Charlie Barrett

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Austin, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor