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Nicholas Scott Brown

Edward Jones

Newburgh, NY

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-03-08
NY RA APPROVED 2023-02-22
  • TX RA
    APPROVED
    Since 2023-03-08
  • NY RA
    APPROVED
    Since 2023-02-22

Branch Locations

297 South Plank Road, Newburgh, NY 12550 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suny Oneonta Oneonta NY 08/2015 12/2018
Brik Bar Astoria NY 01/2019 03/2019
Audioeye Inc New York NY 03/2019 02/2020
Empire Merchants Astoria NY 02/2020 Present
Primerica Financial Services Stratford CT 07/2021 09/2022
Pfs Investments Inc. Stratford CT 02/2022 09/2022
Edward Jones St. Louis MO 11/2022 Present
Mr. Q Quogue NY 05/2017 09/2017
Westhampton Auto Wash Westhampton NY 06/2016 09/2016
  • 08/2015 → 12/2018
    Suny Oneonta
    Oneonta, NY
  • 01/2019 → 03/2019
    Brik Bar
    Astoria, NY
  • 03/2019 → 02/2020
    Audioeye Inc
    New York, NY
  • 02/2020 → Present
    Empire Merchants
    Astoria, NY
  • 07/2021 → 09/2022
    Primerica Financial Services
    Stratford, CT
  • 02/2022 → 09/2022
    Pfs Investments Inc.
    Stratford, CT
  • 11/2022 → Present
    Edward Jones
    St. Louis, MO
  • 05/2017 → 09/2017
    Mr. Q
    Quogue, NY
  • 06/2016 → 09/2016
    Westhampton Auto Wash
    Westhampton, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-27
  • S66 Uniform Combined State Law Examination
    2022-12-27

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · NEWBURGH, NY
LPL FINANCIAL LLC · NEWBURGH, NY
MML INVESTORS SERVICES, LLC · Newburgh, NY
J.P. MORGAN SECURITIES LLC · NEWBURGH, NY
ALLSTATE FINANCIAL ADVISORS, LLC · Newburgh, NY
B. RILEY WEALTH ADVISORS, INC. · NEW WINDSOR, NY
EAGLE STRATEGIES LLC · NEW WINDSOR, NY
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · NEWBURGH, NY

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