Michael Gordon

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2023-03-02
TX	RA	APPROVED	2023-03-01

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Ucla School Of Dentistry	Los Angeles	CA	08/2016	03/2017
Unemployed	Los Angeles	CA	04/2017	06/2017
The Chicago School Of Professional Psychology	Los Angeles	CA	07/2017	09/2018
Pacific Oaks College	Pasadena	CA	09/2018	07/2019
Dakota Financial, Llc	Brentwood	CA	07/2019	08/2020
Dakota Financial	Brentwood	CA	08/2020	09/2021
Ubs Financial Services Inc.	Beverly Hills	CA	11/2021	11/2022
Morgan Stanley Smith Barney Llc	Beverly Hills	CA	11/2022	02/2023
Ubs Financial Services	Beverly Hills	CA	02/2023	Present

08/2016 → 03/2017

Ucla School Of Dentistry

Los Angeles, CA
04/2017 → 06/2017

Unemployed

Los Angeles, CA
07/2017 → 09/2018

The Chicago School Of Professional Psychology

Los Angeles, CA
09/2018 → 07/2019

Pacific Oaks College

Pasadena, CA
07/2019 → 08/2020

Dakota Financial, Llc

Brentwood, CA
08/2020 → 09/2021

Dakota Financial

Brentwood, CA
11/2021 → 11/2022

Ubs Financial Services Inc.

Beverly Hills, CA
11/2022 → 02/2023

Morgan Stanley Smith Barney Llc

Beverly Hills, CA
02/2023 → Present

Ubs Financial Services

Beverly Hills, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-06-27

Other Firms