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Edward William Dougherty Iii

Dougherty Financial Planning, LLC

Tallahassee, FL

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Current Employers
Dougherty Financial Planning, Llc

2457 Care Drive Ste 102, Tallahassee, FL 32308 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APP_PEND_IARCE 2026-01-01
  • FL RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

2457 Care Drive Ste 102, Tallahassee, FL 32308 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Maku, Inc. Gainesville FL 06/2020 09/2020
Maku, Inc. Gainesville FL 11/2018 11/2019
Lafayette State Bank Mayo FL 08/2017 11/2018
Sage Automotive Fund, Llc Tallahssee FL 11/2013 05/2021
Complex Collections Llc Tallahassee FL 08/2021 Present
Dougherty Financial Planning Llc Tallahassee FL 04/2021 Present
  • 06/2020 → 09/2020
    Maku, Inc.
    Gainesville, FL
  • 11/2018 → 11/2019
    Maku, Inc.
    Gainesville, FL
  • 08/2017 → 11/2018
    Lafayette State Bank
    Mayo, FL
  • 11/2013 → 05/2021
    Sage Automotive Fund, Llc
    Tallahssee, FL
  • 08/2021 → Present
    Complex Collections Llc
    Tallahassee, FL
  • 04/2021 → Present
    Tallahassee, FL
Other Businesses

Complex Collections LLC. Investment Related. 2457 Care Drive, Suite 102, Tallahassee, Fl. 32308. Real estate management of one office building and start-up finance function for one start-up biotechnology firm, Halide Biologics. Owner and Operator. 8/4/21. 22 Hours per month. 22 Hours Per Month. Management of one office building owned by Centre Pointe Investments LLC. Collect rent, bookkeeping, call vendors for property preservation as necessary. Finance functions for Halide Biologics include implementation and execution of payroll, bookkeeping, and budgeting. Mr. Dougherty has a nominal ownership in Halide Biologics, Inc. Centre Pointe Investments, LLC. Investment Related. 2457 Care Drive, Suite 102, Tallahassee, Fl. 32308. Real estate holding company -owns one office building. Minority Owner. I am not a director, officer, or manager (corporate) of Centre Pointe Investments. 6/21. 0 Hours per month. 0 Hours Per Month. I manage the property through Complex Collections LLC as noted above.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-05-20
  • S65 Uniform Investment Adviser Law Examination
    2020-05-20

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