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Zachary Douglas Spencer

LPl Enterprise, LLC

Wakefield, MA

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2024-11-14
  • MA RA
    APPROVED
    Since 2024-11-14

Branch Locations

500 Edgewater Drive Suite 595, Wakefield, MA 01880 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tri-County Rvths Franklin MA 09/2014 06/2018
Superior Plumbing Westwood MA 04/2017 01/2018
Unemployed Walpole MA 06/2018 09/2018
Nichols College Dudley MA 09/2018 05/2022
Nichols College Dudley MA 01/2020 03/2020
Amazon Bellingham MA 05/2020 08/2020
Superior Construction Medway MA 05/2021 08/2021
Prudential Wakefield MA 10/2021 06/2022
Pruco Securities Llc Wakefield MA 06/2022 11/2024
The Prudential Insurance Company Of America Wakefield MA 02/2023 Present
Lpl Enterprise, Llc Wakefield MA 11/2024 Present
  • 09/2014 → 06/2018
    Tri-County Rvths
    Franklin, MA
  • 04/2017 → 01/2018
    Superior Plumbing
    Westwood, MA
  • 06/2018 → 09/2018
    Unemployed
    Walpole, MA
  • 09/2018 → 05/2022
    Nichols College
    Dudley, MA
  • 01/2020 → 03/2020
    Nichols College
    Dudley, MA
  • 05/2020 → 08/2020
    Amazon
    Bellingham, MA
  • 05/2021 → 08/2021
    Superior Construction
    Medway, MA
  • 10/2021 → 06/2022
    Prudential
    Wakefield, MA
  • 06/2022 → 11/2024
    Pruco Securities Llc
    Wakefield, MA
  • 02/2023 → Present
    The Prudential Insurance Company Of America
    Wakefield, MA
  • 11/2024 → Present
    Lpl Enterprise, Llc
    Wakefield, MA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-16
  • S66 Uniform Combined State Law Examination
    2022-11-16
Other Names
  • Zachary Spencer

View on SEC IAPD

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Other Investors

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PAUL V RYAN
SCOTT LOUIS FACCHETTI
RICHARD PAUL JOYAL
DONALD ALDE JOYAL
BARBARA NAN REED
Michael Bergeron
ERIC RYAN MARTIN

Other Offices

FLAGSHIP WEALTH ADVISORS, LLC. · WAKEFIELD, MA
424 CAPITAL, LLC · WAKEFIELD, MA
OXFORD MARTIN, LLC · WAKEFIELD, MA
MML INVESTORS SERVICES, LLC · WAKEFIELD, MA
OSAIC WEALTH, INC. · WAKEFIELD, MA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Wakefield, MA
OSAIC WEALTH, INC. · WAKEFIELD, MA
OSAIC WEALTH, INC. · WAKEFIELD, MA

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