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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2022-11-04 |
Branch Locations
295 N. Hubbards Lane Suite 101, Louisville, KY 40207-8206 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Louisville | KY | 01/2022 | Present |
| Charles Schwab Bank, Ssb | Louisville | KY | 01/2022 | Present |
| Family And Children's Place | Louisville | KY | 02/2021 | 12/2021 |
| Cardinal Health, Inc. | Louisville | KY | 03/2019 | 01/2020 |
| University Of Louisville | Louisville | KY | 03/2019 | 01/2020 |
| Iqor Global Services | Louisville | KY | 05/2018 | 03/2019 |
| Amazon.cOm, Inc. | Monee | IL | 08/2017 | 05/2018 |
| Potbelly Sandwich Works, Llc | Chicago | IL | 04/2012 | 07/2017 |
| Jc Penney | Louisville | KY | 10/2019 | 02/2021 |
1) Rahsaan & Hakeem LLC | Investment Related:No|Broadcasting/Music/Film|Owner|8/1/2020|Less than 20|0|music production (instrumentals)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-11-04 |
| S63 | Uniform Securities Agent State Law Examination | 2022-06-06 |
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