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Ye Su

Wells Fargo Clearing Services, LLC

Seattle, WA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-11-20
WA RA APPROVED 2025-07-12
  • TX RA
    APPROVED
    Since 2025-11-20
  • WA RA
    APPROVED
    Since 2025-07-12

Branch Locations

999 3Rd Ave Ste 4000, Seattle, WA 98104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Seattle WA 04/2023 Present
Merrill Lynch Seattle WA 10/2021 03/2023
Bank Of America Seattle WA 05/2020 10/2021
Bank Of America Seattle WA 05/2019 05/2020
Bank Of America Seattle WA 08/2018 05/2019
Macy'S Bellevue WA 03/2018 09/2018
Unemployed Canberra 12/2017 02/2018
Australian National University Canberra 02/2014 12/2017
  • 04/2023 → Present
    Wells Fargo Clearing Services, Llc
    Seattle, WA
  • 10/2021 → 03/2023
    Merrill Lynch
    Seattle, WA
  • 05/2020 → 10/2021
    Bank Of America
    Seattle, WA
  • 05/2019 → 05/2020
    Bank Of America
    Seattle, WA
  • 08/2018 → 05/2019
    Bank Of America
    Seattle, WA
  • 03/2018 → 09/2018
    Macy'S
    Bellevue, WA
  • 12/2017 → 02/2018
    Unemployed
    Canberra
  • 02/2014 → 12/2017
    Australian National University
    Canberra
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-12
  • S66 Uniform Combined State Law Examination
    2025-07-12
Other Names
  • Scarlett Su

View on SEC IAPD

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Other Offices

KLAKNA GROUP LTD · SEATTLE, WA
EUCLIDEAN TECHNOLOGIES MANAGEMENT, LLC · SEATTLE, WA
MADISON PARK CAPITAL ADVISORS, LLC · SEATTLE, WA
ETERNAL DIGITAL FUND LTD. · SEATTLE, WA
FREESTONE CAPITAL MANAGEMENT, LLC · SEATTLE, WA
CEDAR RIVER CAPITAL, LLC · SEATTLE, WA
ROBERT A. UNDERHILL P.C. · SEATTLE, WA
SITKA PACIFIC CAPITAL MANAGEMENT, LLC · SEATTLE, WA

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