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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-09-28 |
| GA | RA | APPROVED | 2023-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Securities Llc | Alpharetta | GA | 12/2021 | Present |
| Unemployed | Woodstock | GA | 07/2021 | 12/2021 |
| Wild West Pizzeria | West Yellowstone | MT | 05/2021 | 07/2021 |
| Running Bear Pancake House | West Yellowstone | MT | 08/2016 | 07/2021 |
| Serenity Bistro / R&M Vision | West Yellowstone | MT | 07/2019 | 07/2021 |
| Days Inn West Yellowstone / Loomis Enterprises Inc | West Yellowstone | MT | 02/2020 | 07/2020 |
| Bullwinkles West Yellowstone | West Yellowstone | MT | 02/2020 | 04/2020 |
| Madison Crossing / Horizon Holdings Llc | West Yellowstone | MT | 06/2019 | 09/2019 |
| Northstar Ski Resort / Trimont Land Company | Truckee | CA | 09/2017 | 03/2018 |
| Buffalo Bar | West Yellowstone | MT | 07/2016 | 10/2016 |
| E*Trade Capital Management Llc | Alpharetta | GA | 11/2022 | Present |
| Morgan Stanley | Alpharetta | GA | 07/2023 | Present |
| Morgan Stanley | Alpharetta | GA | 09/2023 | Present |
| Morgan Stanley | Alpharetta | GA | 09/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-01-13 |
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