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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-11-03
IN RA APPROVED 2011-06-23
  • TX RA
    APPROVED
    Since 2023-11-03
  • IN RA
    APPROVED
    Since 2011-06-23

Branch Locations

2900 E 96Th St, Indianapolis, IN 46240 • United States

Fishers, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Indianapolis IN 01/2011 03/2020
Ameriprise Financial Services, Llc Indianapolis IN 03/2020 Present
Other Businesses

Outside Employment; Northbound Solutions, LLC; Financial Advisor; Manage advisory business; 2900 E. 96th Street, , Indianapolis, IN, 46240; Investment-Related; 08/01/2025; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-06-07
  • S66 Uniform Combined State Law Examination
    2011-06-07
Other Names
  • Michelle Lynn Duning
  • Michelle Myers

View on SEC IAPD

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