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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-09-19 |
Branch Locations
6300 Ridglea Pl Ste 416, Fort Worth, TX 76116-5713 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Fort Worth | TX | 06/2013 | Present |
1. 06/14/2013 - Jeff Rimer Financial Services - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) - 100% TIME SPENT 2. 06/14/2013 - Dave Ramsey - NOT INV REL - Facilitating the Dave Ramsey Course, Financial Peace University - 25% TIME SPENT 3. 06/14/2013 - Shaw Financial Services, Inc. - IVN REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 4. 06/14/2013 - JDK Holdings, LLC - IVN REL - Business Entity For Tax/Investment Purposes Only - 100% TIME SPENT - Entity for Tax Purposes 5. 06/14/2013 - Rimer Financial Group - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business). 6. 1/9/2020 - HISML29 LC - DBA: Rimer Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2020 - 160 Hours Per Month During Securities Trading. 7. 1/9/2020 - HISML29 LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 01/01/2020 - 160 Hours Per Month During Securities Trading. 8. 02/20/2026 - Wealth & Wisdom Strategies - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 02/11/2026 - 200 hours per month/ 140 hours during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-09-16 |
| S63 | Uniform Securities Agent State Law Examination | 2006-11-27 |
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