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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-06-14
  • AZ RA
    APPROVED
    Since 2024-06-14

Branch Locations

3031 West Frye Road Bldg. D, Chandler, AZ 85226 • United States

7293 N Scottsdale Rd Suite 107, Scottsdale, AZ 85253 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
United States Air Force Pope Field NC 06/2012 06/2018
Dilly Dally Lounge Phoenix AZ 08/2018 11/2023
The Bar Phoenix AZ 10/2020 11/2023
Charles Schwab & Co., Inc. Phoenix AZ 11/2021 Present
Charles Schwab Bank Phoenix AZ 12/2024 Present
  • 06/2012 → 06/2018
    United States Air Force
    Pope Field, NC
  • 08/2018 → 11/2023
    Dilly Dally Lounge
    Phoenix, AZ
  • 10/2020 → 11/2023
    The Bar
    Phoenix, AZ
  • 11/2021 → Present
    Phoenix, AZ
  • 12/2024 → Present
    Charles Schwab Bank
    Phoenix, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-06-13
  • S66 Uniform Combined State Law Examination
    2024-06-13

View on SEC IAPD

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