Richard Bruzzone

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

Financial planning
Selection of other advisers
WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2023-10-24

AZ RA
APPROVED

Since 2023-10-24

Branch Locations

6401 North Campbell Ave, Tucson, AZ 85718 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Tucson	AZ	11/2021	Present
Van's Golf Shop	Tucson	AZ	09/2013	11/2021
Oro Valley Country Club	Oro Valley	AZ	12/2009	11/2021
Charles Schwab Bank, Ssb	Tucson	AZ	11/2021	Present

11/2021 → Present

Charles Schwab & Co., Inc.

Tucson, AZ
09/2013 → 11/2021

Van's Golf Shop

Tucson, AZ
12/2009 → 11/2021

Oro Valley Country Club

Oro Valley, AZ
11/2021 → Present

Charles Schwab Bank, Ssb

Tucson, AZ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-10-23
S63	Uniform Securities Agent State Law Examination	2022-12-19

S66 Uniform Combined State Law Examination

2023-10-23
S63 Uniform Securities Agent State Law Examination

2022-12-19

Other Names

Rich Bruzzone
Richard Bruzzone
Richard Anthony Bruzzone

View on SEC IAPD

Employer firm

Current Employers

Charles Schwab & Co., Inc.

Disclosures

Employment History

Exams

Other Names

Nearby Firms

Nearby Investors

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