King Tong Wong

J.P. Morgan Securities LLC

Claim This Profile

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-05-11
CA	RA	APPROVED	2026-03-07

TX RA
APPROVED

Since 2026-05-11
CA RA
APPROVED

Since 2026-03-07

Branch Locations

10 South El Camino Real, Millbrae, CA 94030 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jpmorgan Chase Bank, N.A.	Millbrae	CA	10/2021	Present
J.P. Morgan Securities Llc	Millbrae	CA	10/2021	Present
Bank Of America	Millbrae	CA	11/2018	10/2021
Fillmore Karaoke	San Francisco	CA	02/2014	11/2018
My Wireless	Daly City	CA	02/2016	10/2018

10/2021 → Present

Jpmorgan Chase Bank, N.A.

Millbrae, CA
10/2021 → Present

J.P. Morgan Securities Llc

Millbrae, CA
11/2018 → 10/2021

Bank Of America

Millbrae, CA
02/2014 → 11/2018

Fillmore Karaoke

San Francisco, CA
02/2016 → 10/2018

My Wireless

Daly City, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-03-06
S63	Uniform Securities Agent State Law Examination	2022-03-14

S66 Uniform Combined State Law Examination

2026-03-06
S63 Uniform Securities Agent State Law Examination

2022-03-14

Other Names

King Tong Dicky Wong
Kingsley T Wong
King Tong Wong
King Tong Tong Wong

View on SEC IAPD

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Other Investors

JULIE CHI-CHING CHEN TUNG

MATTHEW PAUL SOLIS

HARDIT NARAYAN CHAUDHARY

Jason Chia Wun Chen

KATHERINE ANN SIMMONDS

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · MILLBRAE, CA

WELLS FARGO CLEARING SERVICES, LLC · MILLBRAE, CA

EMERSON EQUITY LLC · Millbrae, CA

SHUYI KONG WEALTH MANAGEMENT, INC. · MILLBRAE, CA

U.S. BANCORP ADVISORS, LLC · Millbrae, CA

CONQUIS FINANCIAL LLC · MILLBRAE, CA

CETERA INVESTMENT ADVISERS LLC · MILLBRAE, CA

STATE FARM INVESTMENT MANAGEMENT CORP. · Millbrae, CA

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