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King Tong Wong

J.P. Morgan Securities LLC

Millbrae, CA

CRD 7466074

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-05-11
CA RA APPROVED 2026-03-07
  • TX RA
    APPROVED
    Since 2026-05-11
  • CA RA
    APPROVED
    Since 2026-03-07

Branch Locations

10 South El Camino Real, Millbrae, CA 94030 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Millbrae CA 10/2021 Present
J.P. Morgan Securities Llc Millbrae CA 10/2021 Present
Bank Of America Millbrae CA 11/2018 10/2021
Fillmore Karaoke San Francisco CA 02/2014 11/2018
My Wireless Daly City CA 02/2016 10/2018
  • 10/2021 → Present
    Jpmorgan Chase Bank, N.A.
    Millbrae, CA
  • 10/2021 → Present
    Millbrae, CA
  • 11/2018 → 10/2021
    Bank Of America
    Millbrae, CA
  • 02/2014 → 11/2018
    Fillmore Karaoke
    San Francisco, CA
  • 02/2016 → 10/2018
    My Wireless
    Daly City, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-06
S63 Uniform Securities Agent State Law Examination 2022-03-14
  • S66 Uniform Combined State Law Examination
    2026-03-06
  • S63 Uniform Securities Agent State Law Examination
    2022-03-14
Other Names
  • King Tong Dicky Wong
  • Kingsley T Wong
  • King Tong Wong
  • King Tong Tong Wong

View on SEC IAPD

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