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Malin Haynes Tate

Ameriprise Financial Services, LLC

Birmingham, AL

Birmingham, AL

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-03-21
AL RA APPROVED 2006-08-07
  • TX RA
    APPROVED_RES
    Since 2016-03-21
  • AL RA
    APPROVED
    Since 2006-08-07

Branch Locations

2501 20Th Pl S Ste 400, Birmingham, AL 35223 • United States

Birmingham, AL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Birmingham AL 05/2006 03/2020
Ameriprise Financial Services, Llc Birmingham AL 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 2407 Royal Ln, , Pelham, AL, 35124; Not Investment-Related; 07/01/2025.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-07-28
  • S66 Uniform Combined State Law Examination
    2006-07-28

View on SEC IAPD

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Other Offices

THRIVENT INVESTMENT MANAGEMENT INC. · BIRMINGHAM, AL
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PMD ADVISORY · HOOVER, AL
CETERA INVESTMENT ADVISERS LLC · BIRMINGHAM, AL
CETERA INVESTMENT ADVISERS LLC · HOOVER, AL
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PFS INVESTMENTS INC. · HOOVER, AL

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