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Xun Liu

Charles Schwab & Co., Inc.

Middleton, WI

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2026-06-30
  • WI RA
    APPROVED
    Since 2026-06-30

Branch Locations

8333 Greenway Boulevard Suite 180, Middleton, WI 53562-3684 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities, Llc Madison WI 10/2021 06/2026
Jpmorgan Chase Bank (Wi) Madison WI 04/2019 06/2026
Tri-River Realty Madison WI 09/2017 05/2018
Full Time Education Madison WI 08/2015 08/2017
University Of Wisconsin - Madison Madison WI 06/2016 11/2016
Unemployed Madison WI 06/2018 03/2019
Charles Schwab & Co., Inc. Middleton WI 06/2026 Present
  • 10/2021 → 06/2026
    J.P. Morgan Securities, Llc
    Madison, WI
  • 04/2019 → 06/2026
    Jpmorgan Chase Bank (Wi)
    Madison, WI
  • 09/2017 → 05/2018
    Tri-River Realty
    Madison, WI
  • 08/2015 → 08/2017
    Full Time Education
    Madison, WI
  • 06/2016 → 11/2016
    University Of Wisconsin - Madison
    Madison, WI
  • 06/2018 → 03/2019
    Unemployed
    Madison, WI
  • 06/2026 → Present
    Charles Schwab & Co., Inc.
    Middleton, WI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-24
S63 Uniform Securities Agent State Law Examination 2022-02-15
  • S66 Uniform Combined State Law Examination
    2025-09-24
  • S63 Uniform Securities Agent State Law Examination
    2022-02-15
Other Names
  • Joanna Liu

View on SEC IAPD

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NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
JACOBSON & SCHMITT ADVISORS, LLC
CHARLES SCHWAB & CO., INC.

Other Investors

JOHN-THOMAS PETREE
BRIAN VETROVEC
JAMES P SOLBERG
JACK DRANEY
BRANDON JOHN GASSER
ALEX DAVID BROST
MICHELLE ROSALYN TODD
ALINA M. ANDRECAN

Other Offices

STRATEGIC ADVISERS LLC · MIDDLETON, WI
CANOPY WEALTH MANAGEMENT · MIDDLETON, WI
MORGAN STANLEY · Middleton, WI
AMERIPRISE FINANCIAL SERVICES, LLC · Middleton, WI
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC · MIDDLETON, WI
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · MIDDLETON, WI
JACOBSON & SCHMITT ADVISORS, LLC · MIDDLETON, WI
CHARLES SCHWAB & CO., INC. · Middleton, WI

More in Middleton, WI

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